Constitution
The Preamble: We the People
The Constitution's opening sentence names who made it, the six purposes it serves, and the authority by which it binds: the people themselves.
The text
We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America.
In plain English
The Preamble is one sentence with three parts: a maker, a list of purposes, and an act.
The maker. "We the People of the United States" is the subject of the sentence. The Constitution does not present itself as a treaty among state governments or a grant from a ruler. It is an act of the people, who are the source of whatever authority the new government holds.
The purposes. Six goals follow. "A more perfect Union" answers the weakness of the Articles of Confederation, under which Congress could ask the states for money but not collect it. "Establish Justice" points to courts and the rule of law. "Insure domestic Tranquility" recalls the disorder of the 1780s, including Shays' Rebellion in Massachusetts. "Provide for the common defence" names the first job of any national government. "Promote the general Welfare" describes the good the whole Union is expected to share. "Secure the Blessings of Liberty to ourselves and our Posterity" states the aim the rest serve: liberty, kept for future generations as well as the present one.
The act. The people "do ordain and establish this Constitution." The verbs are legal and final. The document that follows is the instrument through which the people create the government and set its limits.
The Preamble grants no power. It explains why the powers that follow are granted and to what end they must be used.
What the Founders said
The Preamble was written late in the Philadelphia Convention by the Committee of Style, whose draftsman was Gouverneur Morris of Pennsylvania. The August 1787 draft from the Committee of Detail had opened with the names of the states, one by one: "We the people of the States of New Hampshire, Massachusetts..." and so on down the coast. The final version replaced the list with "the United States." One practical reason was that no one knew which states would ratify; another, which Anti-Federalists noticed at once, was that the new phrase rested the government on the people of the whole country rather than on the states as such.
Patrick Henry pressed exactly that point at the Virginia ratifying convention in June 1788, asking what right the delegates had to say "We, the people" instead of "We, the States." Madison's answer, given in Federalist No. 39, was that the Constitution is partly federal and partly national: it is ratified by the people, but "not as individuals composing one entire nation," rather as the people of each state acting in their separate capacity. The Preamble announces popular sovereignty; the structure that follows keeps the states in the design.
How the courts have read it
- Jacobson v. Massachusetts (1905): the Court said the Preamble has never been regarded as the source of any substantive power conferred on the national government or any of its departments. Power must be found in the articles that follow.
- McCulloch v. Maryland (1819): Chief Justice Marshall pointed to the Preamble's "We the People" in holding that the national government derives its authority from the people, not from the states as sovereign parties.
- Chisholm v. Georgia (1793): several justices relied on the people's ordaining of the Constitution in holding a state could be sued by a citizen of another state; the 11th Amendment reversed the result two years later.
Why it matters now
The Preamble is often quoted as if "promote the general Welfare" were a mandate for any program a majority favors. The courts have rejected that reading for more than a century, and the Framers never held it. The Preamble states goals; the enumerated powers are the means. A government that cites the Preamble to do what Article I does not authorize has turned the order of the document upside down.
The opening words also carry a lesson about accountability. If the people ordained the Constitution, then the people, through the amendment process in Article V, are the only ones who may change it. Neither a court's evolving interpretation nor an agency's creative reading of a statute is a substitute for the people's own consent.
Finally, the last purpose is the one the others serve. Union, justice, tranquility, defense and welfare are each valued because they secure "the Blessings of Liberty" to the present generation and to "our Posterity." A constitutional order that grows government at the expense of liberty has forgotten why the sentence was written.
Related
- We the People Wrote a Preamble That Limits Government Instead of Licensing It
- Federalist 39 Shows the Constitution Is Partly National and Partly Federal
- Gouverneur Morris Wrote the Final Words of the Constitution and Spoke the Most
- Madison and Hamilton Fought Over Two Words, General Welfare, and We Still Pay
- Article I, Section 8: The Powers of Congress
- Article VII: Ratification